-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DT+9v+ZkyN40fSe6eWRvQIN/q27zsu5eRkE51e1lqmTxFhHf+3VwcvQ3MPIWHSXD Q52wq1QrDEFekKYDCScHWQ== 0000892569-02-000201.txt : 20020414 0000892569-02-000201.hdr.sgml : 20020414 ACCESSION NUMBER: 0000892569-02-000201 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020206 GROUP MEMBERS: DYNAMIC CORE HOLDINGS LIMITED FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: LAU THOMAS L H CENTRAL INDEX KEY: 0001007625 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: GEMSTAR TOWER 23 MAN LOK ST STREET 2: HUNG HOM KOWLOON HONG KONG CITY: HONG KONG STATE: K3 MAIL ADDRESS: STREET 1: 135 LOS ROBLES AVE STREET 2: STE 800 CITY: PASADENA STATE: CA ZIP: 91101 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GEMSTAR TV GUIDE INTERNATIONAL INC CENTRAL INDEX KEY: 0000923282 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD AUDIO & VIDEO EQUIPMENT [3651] IRS NUMBER: 954782077 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-48974 FILM NUMBER: 02528420 BUSINESS ADDRESS: STREET 1: 135 NORTH LOS ROBLES AVE STREET 2: STE 800 CITY: PASADENA STATE: CA ZIP: 91101 BUSINESS PHONE: 8187925700 MAIL ADDRESS: STREET 1: 135 N LOS ROBLES AVE STREET 2: STE 800 CITY: PASADENA STATE: CA ZIP: 91101 FORMER COMPANY: FORMER CONFORMED NAME: GEMSTAR INTERNATIONAL GROUP LTD DATE OF NAME CHANGE: 19940518 SC 13G/A 1 a78877a1sc13ga.txt AMENDMENT NO. 1 TO SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ----------------------------------------- SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)(1) GEMSTAR-TV GUIDE INTERNATIONAL, INC. ------------------ (Name of Issuer) COMMON STOCK --------------------------- (Title of Class of Securities) G3788V 10 6 --------------- (CUSIP Number) DECEMBER 31, 2001 -------------------------------------------------- (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) - -------- (1) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 8 - ---------------------- ----------------- CUSIP NO. G3788V 10 6 PAGE 2 OF 8 PAGES - ---------------------- ----------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON THOMAS L.H. LAU - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION CANADA - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER -0- Number of -------------------------------------------------------------- Shares 6 SHARED VOTING POWER Beneficially 39,500,000 Owned By -------------------------------------------------------------- Each 7 SOLE DISPOSITIVE POWER Reporting -0- Person -------------------------------------------------------------- With 8 SHARED DISPOSITIVE POWER 39,500,000 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 39,500,000 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 9.5% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 2 of 8 - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON DYNAMIC CORE HOLDINGS LIMITED - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION BRITISH VIRGIN ISLANDS - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER -0- Number of -------------------------------------------------------------- Shares 6 SHARED VOTING POWER Beneficially 39,500,000 Owned By -------------------------------------------------------------- Each 7 SOLE DISPOSITIVE POWER Reporting -0- Person -------------------------------------------------------------- With 8 SHARED DISPOSITIVE POWER 39,500,000 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 39,500,000 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 9.5% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* CO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 3 of 8 This Schedule 13G is filed by and on behalf of Dynamic Core Holdings Limited and Thomas L.H. Lau (collectively, the "Reporting Persons"). The following relationship exists between the Reporting Persons: Dynamic Core Holdings Limited, a British Virgin Islands corporation, ("Dynamic Core") holds shares of Gemstar-TV Guide International, Inc. (the "Company"). Thomas L.H. Lau is a beneficial owner of all of the outstanding shares of Dynamic Core. This Schedule 13G amends the 13G filed by the Reporting Persons with the Securities and Exchange Commission on February 16, 2001. This Schedule 13G reflects the Reporting Persons' level of ownership as of December 31, 2001. ITEM 1(a) NAME OF ISSUER: Gemstar-TV Guide International, Inc. ITEM 1(b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 135 North Los Robles Avenue, Suite 800, Pasadena, California 91101 ITEM 2(a) NAME OF PERSON FILING: This statement is filed by: Thomas L.H. Lau Dynamic Core Holdings Limited ITEM 2(b) ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE: The address of each of the Reporting Persons is 26/F MassMutual Tower, 38 Gloucester Road, Hong Kong ITEM 2(c) CITIZENSHIP: Thomas L.H. Lau is a Canadian citizen. Dynamic Core Holdings Limited is a corporation organized under the laws of the British Virgin Islands. ITEM 2(d) TITLE OF CLASS OF SECURITIES: Common Stock ITEM 2(e) CUSIP NUMBER: G3788V 10 6 ITEM 3 IF THIS STATEMENT IS FILED PURSUANT TO RULES 13d-1(b), OR 13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A: (a) [ ] Broker or Dealer registered under Section 15 of the Act. Page 4 of 8 (b) [ ] Bank as defined in Section 3(a)(6) of the Act. (c) [ ] Insurance Company as defined in Section 3(a)(19) of the Act. (d) [ ] Investment company registered under Section 8 of the Investment Company Act of 1940. (e) [ ] An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E); (f) [ ] An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); (g) [ ] A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)G); (h) [ ] A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) [ ] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940; (j) [ ] Group, in accordance with Rule 13d-1(b)(1)(ii)(J). NOT APPLICABLE. THIS SCHEDULE IS FILED PURSUANT TO 13d-1(c) AND 13d-1(h). ITEM 4. OWNERSHIP: A. REPORTING PERSONS (a) Amount beneficially owned: 39,500,000 (b) Percent of class: 9.5%. The percentages used herein and in the rest of Item 4 are calculated based upon the 414,057,000 shares of Common Stock issued and outstanding as of September 30, 2001, as reflected in the Company's 10-Q filed with the Securities and Exchange Commission on November 14, 2001. (c) (i) Sole power to vote or direct the vote: -0- (ii) Shared power to vote or direct the vote: 39,500,000 (iii) Sole power to dispose or direct the disposition: -0- (iv) Shared power to dispose or direct the disposition: 39,500,000 ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. Not applicable. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. Not applicable. Page 5 of 8 ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. Not applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. Not applicable. ITEM 9. NOTICE OF DISSOLUTION OF GROUP. Not applicable. ITEM 10. CERTIFICATION. Not applicable. Page 6 of 8 SIGNATURES After reasonable inquiry and to the best of our knowledge and belief, we certify that the information set forth in this statement is true, complete and correct. Dated: February 5, 2002 THOMAS L.H. LAU By: /s/ Thomas L.H. Lau ----------------------------- THOMAS L.H. LAU Dated: February 5, 2002 DYNAMIC CORE HOLDINGS LIMITED By: /s/ Thomas L.H. Lau ----------------------------- Name: Thomas L.H. Lau Title: Director Page 7 of 8 Exhibit A to Schedule 13G Joint Filing Agreement Pursuant to Rule 13d-1(k)(1) The undersigned acknowledge and agree that the foregoing Schedule 13G is filed on behalf of each of the undersigned and that they are filing jointly, pursuant to Rule 13d-1(k)(1) of the Securities Exchange Act of 1934, the information required by Schedule 13G for the common stock of Gemstar-TV Guide International, Inc. beneficially owned by Thomas L.H. Lau and Dynamic Core Holdings Limited. Dated: February 5, 2002 THOMAS L.H. LAU By: /s/ Thomas L.H. Lau ----------------------------- THOMAS L.H. LAU DYNAMIC CORE HOLDINGS LIMITED By: /s/ Thomas L.H. Lau ----------------------------- Name: Thomas L.H. Lau Title: Director Page 8 of 8 -----END PRIVACY-ENHANCED MESSAGE-----